Who We Are

Entrepreneurial energy and expertise

At Pentalpha, we believe fostering the right corporate culture is essential to best serve our clients. Our senior professionals set the tone by encouraging our team to continually challenge market conventions, to innovate and to dedicate themselves to seeing our clients optimize value. We are committed to the highest standards of integrity and accountability.

World class reputation and depth of experience

We have a large staff of professionals. Many are recognized as finance industry leaders. Most are credit industry veterans who have led large principal investments in some of the most esoteric products and in the most distressed market conditions. They are capital deploying practitioners, not academics. They are former:

  • Wall Street traders, bankers, research analysts and quantitative model builders
  • Institutional money managers
  • Insurance company risk managers
  • Mortgage origination and servicing company managers

The right tools and solutions

Access to our corporate affiliates enables our clients to execute with the least risk and maximum proceeds.
Our affiliates include a:

  • Registered investment advisor
  • Loan trading firm
  • FINRA registered broker dealer for securities
  • Loan-level surveillance firm


Pentalpha is a long standing financial services firm. Founded in 1994, it's independently owned by its senior management.